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The IAA Compliance Workshops are an excellent opportunity to gain practical insights into challenging legal and regulatory issues facing SEC-registered investment advisers, and to meet compliance and legal professionals from other IAA member firms.
This workshop will address important compliance-related topics for SEC-registered investment advisers. Click here for detailed information about the speakers for this workshop.
In addition to SEC staff, speakers will include attorneys from nationally recognized law firms, CCOs, compliance consultants, and IAA legal staff. The workshop will include a networking luncheon at which attendees can exchange ideas about shared compliance concerns.
To learn more and register for this workshop, click here.
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