Practice Areas

Business

Securities

Investment Management

HELGE K. LEE
Bio | Admissions & Activities | News, Updates & Events | Education

Admitted to Practice
Wisconsin - 1974

Professional Association Memberships
American Bar Association

Activities
  • Former Executive Vice President and COO of a business-to business financial services firm involved in the wholesale distribution of mutual funds globally utilizing Internet technology with responsibility for the management of all aspects of the company's operations, including product development and management, technology, operations and client support and legal compliance. Also managed the creation and staffing of an operations center in Dublin, Ireland; the licensing of the company as an "investment intermediary" with the Central Bank of Ireland; the establishment of a sales and implementation office in Paris, France and the receipt of necessary regulatory clearances from the Banque de France, the COB and the CMF. Former Senior Vice President, General Counsel and Secretary of a publicly-held investment manager, including domestic and international debt and equity funds sold through a proprietary sales force, with responsibility for the management of the legal and compliance functions, including mutual fund disclosure, compliance and administration, broker/dealer compliance and administration and representation of the public company with respect to its general corporate affairs. Former Executive Vice President, Secretary and Chief Compliance Officer with respect to all North American business activities of the Asset Management Division of Liechtenstein Global Trust including the management of the legal and compliance functions of the North American retail and institutional businesses of the Asset Management Division. Also served as Legal Counsel and Compliance Director for the Asset Management Division with responsibility for the global management of the Division's legal and compliance functions. Former Senior Vice President, General Counsel and Secretary of a no-load mutual fund group, including domestic and international debt and equity funds, with responsibility for the management of all of its legal and compliance functions thereof. Helge has participated in a number of continuing legal education seminars and programs on securities and investment company matters sponsored by local and national organizations.
Honors
  • Listed in The Best Lawyers in America (2007 - 2013)
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Milwaukee
780 North Water Street
Milwaukee, WI
53202-3590 USA
TEL • 414.287.9514
FAX • 414.273.5198
hlee@gklaw.com


Assistant:
J'Neanne Palbicki
TEL • 414.287.9202
jpalbicki@gklaw.com