Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law (Third Edition)
December 1, 2021
Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law (Third Edition)
December 1, 2021
Practices
Shareholders Ellen Drought and Pam Krill contributed to Chapter 29: Insider Trading by Advisory Personnel of the publication Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law (Third Edition). The chapter includes insight and analysis on the evolution of insider trading and the associated SEC enforcement actions.
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