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Investment Management Legal and Regulatory Update - April 2022

April 11, 2022
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Investment Management Legal and Regulatory Update - April 2022

April 11, 2022
View as PDF

Authored By

Ellen Drought

Ellen R. Drought

Shareholder

Kristen Irgens

Kristen A. Irgens

Shareholder

Pamela Krill

Pamela M. Krill

Shareholder

Practices

Investment Management

Latest Developments

  • SEC Issues 2022 Examination Priorities
  • SEC Issues Rule Proposals on Cybersecurity Risk Management 

Latest Developments: Funds

  • Derivatives Rule – Update on Reporting Forms for Early Adopters 

Latest Developments: Advisers

  • SEC Proposes Rule Changes for Private Fund Advisers and Documentation of Compliance Reviews for All Advisers
  • SEC’s Division of Examinations Issues Second Risk Alert on Observations from Examinations of Private Fund Advisers
  • SEC Proposes Amendments to Form PF
  • SEC Issues Rule Proposal Intended to Modernize Beneficial Ownership Reporting

Authored By

Ellen Drought

Ellen R. Drought

Shareholder

Kristen Irgens

Kristen A. Irgens

Shareholder

Pamela Krill

Pamela M. Krill

Shareholder

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