Skip to Content
Main Content

Investment Management Legal and Regulatory Update - April 2022

April 11, 2022
View as PDF

Latest Developments

  • SEC Issues 2022 Examination Priorities
  • SEC Issues Rule Proposals on Cybersecurity Risk Management 

Latest Developments: Funds

  • Derivatives Rule – Update on Reporting Forms for Early Adopters 

Latest Developments: Advisers

  • SEC Proposes Rule Changes for Private Fund Advisers and Documentation of Compliance Reviews for All Advisers
  • SEC’s Division of Examinations Issues Second Risk Alert on Observations from Examinations of Private Fund Advisers
  • SEC Proposes Amendments to Form PF
  • SEC Issues Rule Proposal Intended to Modernize Beneficial Ownership Reporting

Recent News

Join Our Mailing List

Need to stay current on the latest news, trends and regulatory issues impacting your business? Subscribe today! We know your time is valuable, so we limit our communications to only the most pertinent info you need to stay informed.