Latest Developments: Funds

• SEC Proposes Amendments to Form N-PORT to Reduce Reporting Burden

• SEC Issues Additional Names Rule FAQs

• E-Delivery of Fund Documents on the Horizon

Enforcement Actions

• SEC Charges Adviser for Violations in Connection with the Use of Hedge Clauses

• SEC Division of Enforcement Announces Updates to the Wells Process

Other News of Interest

• FINRA Proposes Rule Change to Permit Projections of Performance in Member Communications