Skip to Content
Main Content

Investment Management Legal and Regulatory Update - January 2021

January 21, 2021
View as PDF

Latest Developments: Funds

  • SEC Adopts New Fair Value Rule
  • Virtual Meetings of Fund Boards
  • SEC Adopts Derivatives Risk Management Rule
  • SEC Adopts New Fund of Funds Rule

Latest Developments: Advisers

  • SEC Adopts Modernized Marketing Rule
  • DOL Issues New Exemption for Investment Advice Fiduciaries
  • Risk Alert Regarding Compliance Programs

Recent News

Join Our Mailing List

Need to stay current on the latest news, trends and regulatory issues impacting your business? Subscribe today! We know your time is valuable, so we limit our communications to only the most pertinent info you need to stay informed.

Subscribe