Investment Management Legal and Regulatory Update - January 2021
January 21, 2021
View as PDFInvestment Management Legal and Regulatory Update - January 2021
January 21, 2021
View as PDF
Practices
Latest Developments: Funds
- SEC Adopts New Fair Value Rule
- Virtual Meetings of Fund Boards
- SEC Adopts Derivatives Risk Management Rule
- SEC Adopts New Fund of Funds Rule
Latest Developments: Advisers
- SEC Adopts Modernized Marketing Rule
- DOL Issues New Exemption for Investment Advice Fiduciaries
- Risk Alert Regarding Compliance Programs
Recent News
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