Investment Management Legal and Regulatory Update - January 2022
January 21, 2022
View as PDFInvestment Management Legal and Regulatory Update - January 2022
January 21, 2022
View as PDF
Practices
Latest Developments: Funds
- SEC Issues Risk Alert Relating to Examination Initiatives Focused on Registered Investment Companies
Latest Developments: Advisers
- SEC Issues Risk Alert on Advisory Fee Calculations
- SEC Staff Issues Statement on Form CRS Disclosures
Other Developments
- SEC Staff Statement on LIBOR Transition – Key Considerations for Market Participants
- SEC Announces William Birdthistle as Director of Division of Investment Management
- SEC Continues to Focus on Cryptocurrency
Recent News
Please wait while we gather your results.
Join Our Mailing List
Need to stay current on the latest news, trends and regulatory issues impacting your business? Subscribe today! We know your time is valuable, so we limit our communications to only the most pertinent info you need to stay informed.