Client Alert

Investment Management Legal and Regulatory Update - April 2022

Latest Developments

• SEC Issues 2022 Examination Priorities
• SEC Issues Rule Proposals on Cybersecurity Risk Management 

Latest Developments: Funds

• Derivatives Rule – Update on Reporting Forms for Early Adopters 

Latest Developments: Advisers

• SEC Proposes Rule Changes for Private Fund Advisers and Documentation of Compliance Reviews for All Advisers
• SEC’s Division of Examinations Issues Second Risk Alert on Observations from Examinations of Private Fund Advisers
• SEC Proposes Amendments to Form PF
• SEC Issues Rule Proposal Intended to Modernize Beneficial Ownership Reporting