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Client Alert

Investment Management Legal and Regulatory Update - April 2022

April 11, 2022

Latest Developments

  • SEC Issues 2022 Examination Priorities
  • SEC Issues Rule Proposals on Cybersecurity Risk Management 

Latest Developments: Funds

  • Derivatives Rule – Update on Reporting Forms for Early Adopters 

Latest Developments: Advisers

  • SEC Proposes Rule Changes for Private Fund Advisers and Documentation of Compliance Reviews for All Advisers
  • SEC’s Division of Examinations Issues Second Risk Alert on Observations from Examinations of Private Fund Advisers
  • SEC Proposes Amendments to Form PF
  • SEC Issues Rule Proposal Intended to Modernize Beneficial Ownership Reporting

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