Skip to Search
Skip to Main Content
Godfrey & Kahn | We Think Business
Main Content

Client Alert

Investment Management Legal and Regulatory Update - April 2021

April 8, 2021
View as a PDF

Latest Developments

  • SEC Announces 2021 Examination Priorities

Latest Developments: Funds

  • SEC Issues Statement and FAQ on Cross Trading
  • SEC Announces Enforcement Task Force Focused on Climate and ESG Issues

Latest Developments: Advisers

  • Final DOL Exemption and Guidance on Fiduciary Investment Advice in Connection with Rollover Recommendations
  • SEC Publishes New Form CRS FAQs
  • Securities Investments that Finance Communist Chinese Military Companies
  • Division of Examinations Publishes Risk Alert Regarding Continued Focus on Digital Asset Securities

Related Attorneys

Practice Areas

Media Contact 

If you have a media request or need an attorney with particular knowledge for comment, please contact Kyle Mondy, Marketing & Communications Manager, at 414.287.9481 or kmondy@gklaw.com.

Subscribe.

Subscribe today to receive firm newsletters and blogs, client updates, seminar announcements, and more according to your preferences and areas of interest.

Recent Editions

Please wait while we gather your results.

Offices

Godfrey & Kahn

Disclaimer and Legal Notices

Copyright © 2023 Godfrey & Kahn, S.C.

Attorneys at Law - All rights reserved.

 

Client Login

 

top