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Investment Management Legal and Regulatory Update - January 2021

January 21, 2021
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Investment Management Legal and Regulatory Update - January 2021

January 21, 2021
View as PDF

Authored By

Ellen Drought

Ellen R. Drought

Shareholder

Carol Gehl

Carol A. Gehl

Shareholder

Kristen Irgens

Kristen A. Irgens

Shareholder

Practices

Investment Management

Latest Developments: Funds

  • SEC Adopts New Fair Value Rule
  • Virtual Meetings of Fund Boards
  • SEC Adopts Derivatives Risk Management Rule
  • SEC Adopts New Fund of Funds Rule

Latest Developments: Advisers

  • SEC Adopts Modernized Marketing Rule
  • DOL Issues New Exemption for Investment Advice Fiduciaries
  • Risk Alert Regarding Compliance Programs

Authored By

Ellen Drought

Ellen R. Drought

Shareholder

Carol Gehl

Carol A. Gehl

Shareholder

Kristen Irgens

Kristen A. Irgens

Shareholder

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Practices

Investment Management

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