Skip to Search
Skip to Main Content
Main Content

Client Alert

Investment Management Legal and Regulatory Update - January 2022

January 21, 2022

Latest Developments: Funds

  • SEC Issues Risk Alert Relating to Examination Initiatives Focused on Registered Investment Companies

Latest Developments: Advisers

  • SEC Issues Risk Alert on Advisory Fee Calculations
  • SEC Staff Issues Statement on Form CRS Disclosures

Other Developments

  • SEC Staff Statement on LIBOR Transition – Key Considerations for Market Participants
  • SEC Announces William Birdthistle as Director of Division of Investment Management
  • SEC Continues to Focus on Cryptocurrency

Practice Areas

Media Contact 

If you have a media request or need an attorney with particular knowledge for comment, please contact Kyle Mondy, Marketing & Communications Manager, at 414.287.9481 or kmondy@gklaw.com.

Subscribe.

Subscribe today to receive firm newsletters and blogs, client updates, seminar announcements, and more according to your preferences and areas of interest.

Disclaimer and Legal Notices

Copyright © 2023 Godfrey & Kahn, S.C.

Attorneys at Law - All rights reserved.

 

Client Login

 

top