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Client Alert

Investment Management Legal and Regulatory Update - July 2020

July 20, 2020

Latest Developments: Funds

  • SEC Extends Relief for Virtual Meetings of Fund Boards
  • SEC Emphasizes Importance of Delivering Timely and Material Information to Fund Investors
  • SEC Proposes Rule to Modernize Framework for Fund Valuation Practices
  • SEC Adopts Expedited Exemptive Application Procedure

Latest Developments: Advisers

  • OCIE Issues Risk Alert Regarding Examination Initiative: LIBOR Transition Preparedness
  • OCIE Issues Risk Alert Regarding Private Fund Advisers
  • SEC Proposes Amendments to Reporting Threshold on Form 13F
  • DOL Reinstates Five-Part Test, Proposes New Exemption for Investment Advice Fiduciaries and Addresses Rollovers

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