Investment Management Legal and Regulatory Update - July 2020
July 20, 2020
View as PDFInvestment Management Legal and Regulatory Update - July 2020
July 20, 2020
View as PDF
Practices
Latest Developments: Funds
- SEC Extends Relief for Virtual Meetings of Fund Boards
- SEC Emphasizes Importance of Delivering Timely and Material Information to Fund Investors
- SEC Proposes Rule to Modernize Framework for Fund Valuation Practices
- SEC Adopts Expedited Exemptive Application Procedure
Latest Developments: Advisers
- OCIE Issues Risk Alert Regarding Examination Initiative: LIBOR Transition Preparedness
- OCIE Issues Risk Alert Regarding Private Fund Advisers
- SEC Proposes Amendments to Reporting Threshold on Form 13F
- DOL Reinstates Five-Part Test, Proposes New Exemption for Investment Advice Fiduciaries and Addresses Rollovers
Recent News
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