Investment Management Legal and Regulatory Update - April 2024
Investment Management Legal and Regulatory Update - April 2024
Authored By
Christopher M. Cahlamer
Shareholder
Emily R. Enslow
Special Counsel
Carol A. Gehl
Shareholder
Emma L. Janicki
Associate
Kathryne E. Keough
Associate
Practices
Latest Developments
- SEC Announces Departure of William Birdthistle; Natasha Vij Greiner Named Director of the Division of Investment Management
Latest Developments: Advisers
- FinCEN Proposes Anti-Money Laundering Rule Applicable to Certain Investment Advisers
Litigation/Enforcement Actions
- Sixteen Firms Settle for Over $81 Million in Off-Channel Communications Recordkeeping Failures
- SEC Charges Investment Adviser for Failing to Disclose Influencer’s Role in Promoting ETF Launch
- SEC Approves Spot Bitcoin ETF after X Account Hack
Authored By
Christopher M. Cahlamer
Shareholder
Emily R. Enslow
Special Counsel
Carol A. Gehl
Shareholder
Emma L. Janicki
Associate
Kathryne E. Keough
Associate
Practices
Recent News
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