Latest Developments

• SEC Announces Departure of William Birdthistle; Natasha Vij Greiner Named Director of the Division of Investment Management

Latest Developments: Advisers

• FinCEN Proposes Anti-Money Laundering Rule Applicable to Certain Investment Advisers

Litigation/Enforcement Actions

• Sixteen Firms Settle for Over $81 Million in Off-Channel Communications Recordkeeping Failures
• SEC Charges Investment Adviser for Failing to Disclose Influencer’s Role in Promoting ETF Launch
• SEC Approves Spot Bitcoin ETF after X Account Hack