Latest Developments

• SEC Announces 2026 Examination Priorities

• SEC Officials Discuss SEC and IM Priorities

Latest Developments: Funds

• It’s Official: SEC Grants First Dual Share Class Exemptive Order

Latest Developments: Advisers

• SEC Issues Risk Alert on Advisers Act Marketing Rule

Enforcement Actions

• SEC Charges Adviser for Deficient Cybersecurity and Identity Theft Prevention Programs

Recent Rule Proposals

• SEC Proposes Rule Amendments to “Small Entity” Definitions