Skip to Content
Main Content

Investment Management Legal and Regulatory Update - July 2021

July 12, 2021
View as PDF

Latest Developments

  • SEC Announces New Chairman and Regulatory Agenda
    • Chairman Gary Gensler
    • SEC Regulatory Agenda

Latest Developments: Funds

  • SEC Risk Alert on ESG Investing
  • SEC Staff Statement on Funds Registered Under the Investment Company Act Investing in the Bitcoin Futures Market 

Latest Developments: Advisers

  • DOL to Amend Definition of Fiduciary (Again)
  • Communist Chinese Military Companies - Update

Recent News

Join Our Mailing List

Need to stay current on the latest news, trends and regulatory issues impacting your business? Subscribe today! We know your time is valuable, so we limit our communications to only the most pertinent info you need to stay informed.

Subscribe