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Investment Management Legal and Regulatory Update - July 2021

July 12, 2021
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Latest Developments

  • SEC Announces New Chairman and Regulatory Agenda
    • Chairman Gary Gensler
    • SEC Regulatory Agenda

Latest Developments: Funds

  • SEC Risk Alert on ESG Investing
  • SEC Staff Statement on Funds Registered Under the Investment Company Act Investing in the Bitcoin Futures Market 

Latest Developments: Advisers

  • DOL to Amend Definition of Fiduciary (Again)
  • Communist Chinese Military Companies - Update

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