LATEST DEVELOPMENTS: FUNDS

• Final Rule: Investment Company Names

LATEST DEVELOPMENTS: ADVISERS

• Compliance Rule Amendments Require Documentation of Annual Review
• SEC Risk Alert Highlights Criteria for Examination Selection and Scope
• Final Rule: Private Fund Adviser Reforms
• Proposed Rule: Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and Advisers 
• Corporate Transparency Act; Reporting Requirements for Family Offices and State-Registered Advisers
• Final Rule: Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure by Public Companies

SEC MARKETING RULE ENFORCEMENT ACTIONS

• SEC Settles First Marketing Rule Enforcement Action
• SEC Charges Nine Advisers for Advertising Hypothetical Performance on Websites