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Investment Management

Investment Management Overview

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Providing a wide variety of services to clients in the investment management and financial services industry.

Overview

Our team consists of attorneys experienced in advising clients in the investment industry regarding federal and state securities laws, mergers and acquisitions, corporate governance and regulatory compliance.

The team works closely with the firm’s other related practice areas, including the corporate and securities, banking and financial institutions, data privacy and cybersecurity, litigation and tax and employee benefits teams, providing counsel to our clients in all areas of their investment management businesses.

Depth of Experience

Our team offers a wide range of experience and includes attorneys who have worked at the SEC and served as in-house counsel to companies within the investment management industry. This broad expertise gives us the insight and understanding necessary to advise clients in the United States and abroad on the complex issues faced by investment management firms.

Godfrey & Kahn has one of the Midwest’s largest investment management practices with a team of attorneys dedicated solely to investment management clients.

As part of a Midwestern firm, our team is uniquely positioned to provide clients with a high level of hands-on service at competitive rates.

Who We Represent

We represent national and international investment funds, including mutual funds (and/or their independent board members), exchange listed closed-end funds, closed-end interval funds, exchange-traded funds, hedge funds, venture capital funds and other private funds. We also represent registered investment advisers, exempt investment advisers, broker-dealers, banks and trust companies, and family offices.

Thomas Bausch

Bausch, Thomas A.

Associate
Milwaukee
414.287.9386414.287.9386
Ellen Drought

Drought, Ellen R.

Shareholder
Milwaukee
414.287.9517414.287.9517
Emily Enslow

Enslow, Emily R.

Associate
Milwaukee
414.287.9366414.287.9366
Carol Gehl

Gehl, Carol A.

Shareholder
Milwaukee
414.287.9255414.287.9255
Susan Hoaglund

Hoaglund, Susan M.

Special Counsel
Milwaukee
262.951.7136262.951.7136
Kristen Irgens

Irgens, Kristen A.

Associate
Milwaukee
414.287.9308414.287.9308
Margaret Johnson

Johnson, Margaret L.

Associate
Milwaukee
414.287.9514414.287.9514
Pamela Krill

Krill, Pamela M.

Shareholder
Madison
608.284.2226608.284.2226
Susan Hannert

Hannert, Susan M.

Paralegal
Milwaukee
414.287.9306414.287.9306
Jodi Rosenthal

Rosenthal, Jodi W.

Paralegal
Milwaukee
414.287.9253414.287.9253

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